U.S. Securities and Exchange Commission | HedgeFundSmarts

Posts Tagged ‘U.S. Securities and Exchange Commission’

Fraud and the Unwilling Regulator

May 21, 2015

In the annals of financial (more…)

Tags:Ponzi scheme, U.S. Securities and Exchange Commission
Posted in Fraud investigation, Government, Madoff, Regulation, SEC | Leave a Comment »

Falcone Harbinger Deal Below Market Price

April 4, 2014

Chidem Kurdas

Funds controlled by Philip Falcone (more…)

Tags:Bankruptcy, Lawsuit, Leon Cooperman, U.S. Securities and Exchange Commission
Posted in Equity, Fraud investigation, Redemptions, SEC | Leave a Comment »

Falcone Sells Harbinger

September 9, 2013

Chidem Kurdas

In the past week Philip Falcone sold one million shares (more…)

Tags:Leon Cooperman, New York Stock Exchange, U.S. Securities and Exchange Commission
Posted in Equity, Managers, Public Offering | 2 Comments »