Archive for the ‘SEC’ Category

Stanford Sentence Expected to Stand

November 14, 2013

Chidem Kurdas

Allen Stanford has until (more…)

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SAC Exit Opportunity; Some Think Twice

October 15, 2013

Chidem Kurdas

Beset by legal troubles severe enough to threaten its existence, Steven Cohen’s SAC Capital (more…)

The SEC “Toy Box” Scandal

June 12, 2013

Chidem Kurdas

Just when you think you know the shenanigans happening inside the United States Securities and Exchange Commission, something else crops up. (more…)

Falcone Renews Financing for Harbinger Stake

June 4, 2013

Chidem Kurdas

Certainly it could be worse for Philip Falcone. (more…)

SEC Claims Authority in Stanford Appeal

May 28, 2013

Chidem Kurdas

Last week, just before Memorial Day weekend, the US Securities and Exchange Commission filed a reply to (more…)

Stanford Victims’ Good and Bad News

April 23, 2013

Chidem Kurdas

The myriad politicians and political committees who received money from the fraudster Allen Stanford (more…)

Regulators Create Madoff Investor Underclass

February 26, 2013

Chidem Kurdas

A few days ago a district court affirmed (more…)

Grosvenor Asks SEC about Fee Disclosure

February 7, 2013

Chidem Kurdas

Publicity-shy Grosvenor Capital is seeking regulator approval (more…)

Regulators Scrutinize FoF Products

January 10, 2013

Chidem Kurdas

US Securities and Exchange Commission staff are (more…)

Falcone Pushes Public Offering

January 2, 2013

Chidem Kurdas

The new year starts with a bold move by Philip Falcone. He is going ahead with a plan to raise money by selling stock to the public, despite being accused by regulators of serious breaches in trading and his treatment of his clients. (more…)